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FSRE 2 · Adviser-Client Relationships
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Adviser-Client Relationships
What the duty of care requires, how Consumer Duty applies to ongoing advice relationships.
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Adviser-Client Relationships
3.1.1 – 3.1.4 Core Responsibilities
Question 3
True or false?
3.1.1 – 3.1.4 Core Responsibilities
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What the exam tests
What the duty of care requires, how Consumer Duty applies to ongoing advice relationships.
Question 5
True or false?
What the duty of care requires, how Consumer Duty applies to ongoing advice relationships
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Additional notes
Question 7
Which term matches: "good outcomes throughout the advice journey, not just at point of sale"
Question 8