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FSRE 2 · Adviser-Client Relationships
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Adviser-Client Relationships

What the duty of care requires, how Consumer Duty applies to ongoing advice relationships.

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Adviser-Client Relationships

3.1.1 – 3.1.4 Core Responsibilities

Question 3

True or false?

3.1.1 – 3.1.4 Core Responsibilities

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What the exam tests

What the duty of care requires, how Consumer Duty applies to ongoing advice relationships.

Question 5

True or false?

What the duty of care requires, how Consumer Duty applies to ongoing advice relationships

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Additional notes

Question 7

Which term matches: "good outcomes throughout the advice journey, not just at point of sale"

Question 8

What does "Ongoing service obligations" mean?