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FSRE 2 · Applying Ethical Principles
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Applying Ethical Principles

How to apply an ethical decision-making framework, and common ethical dilemmas in financial services.

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Applying Ethical Principles

1. Identify the ethical issue

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What the exam tests

How to apply an ethical decision-making framework, and common ethical dilemmas in financial services.

Question 4

True or false?

How to apply an ethical decision-making framework, and common ethical dilemmas in financial services

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Additional notes

Question 6

Which term matches: "conflicts of interest, confidentiality, misselling pressure, vulnerable clients"

Question 7

What does "The "reasonable person" test" mean?