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FSRE 2 · Presenting Advice and Records
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Presenting Advice and Records
What a suitability report must contain, PRIIPs and when a KID is required, and timing requirements for providing suitability reports.
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Presenting Advice and Records
Recommendations must be clearly communicated and documented. Regulation specifies detailed requirements for suitability reports and disclosure documents.
Question 3
True or false?
Recommendations must be clearly communicated and documented
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The Application and Disclosure Process
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What the exam tests
What a suitability report must contain, PRIIPs and when a KID is required, and timing requirements for providing suitability reports.
Question 6
True or false?
What a suitability report must contain, PRIIPs and when a KID is required, and timing requirements for providing suitability reports
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Additional notes
Question 8
Which term matches: "investment advice, pension advice, mortgage advice"
Question 9
What does "Must contain" mean?
Question 10
Type the term that means: "investment advice, pension advice, mortgage advice"
Question 11
Match each term in "Additional notes" to its meaning
Tap a term, then tap its matching definition.
Question 12
Fill in the blank
______ — client's circumstances, attitude to risk, objectives, affordability